Commission Reporting
 

Commission Allocation and Reporting / RECAP
A Comprehensive System for Managing Commissions and Payments

RECAP (Research Cost and Analysis Platform) consolidates reporting across all commissions including commission sharing arrangements (CSA)/client commission arrangements (CCA), soft dollar, proprietary and commission recapture business, and its multi-asset class capability produces relationship-level reporting to help investment managers manage beyond equities.

RECAP helps investment managers:

  • Address evolving regulatory and business management demands by intelligently allocating and reporting brokerage commissions from any relationship around the globe
  • Manage difficult complexities in the world of unbundled commission management with consolidated information and robust tools
  • Strengthen broker and third-party relationships
  • Create and maintain budget reports by service provider, broker, portfolio and style


Key Features

  • A suite of reports for all commission types
  • Daily monitoring actual commissions vs. targets
  • Comprehensive trade data warehouse maintains full historical details of every deal
  • Sophisticated rules engine for calculating research/execution commission splits
  • Reporting in base or local currency or each portfolio’s reporting currency
  • Robust, customizable reporting including the UK’s IMA Level II
  • Interface with Order Management Systems or Portfolio Accounting Systems
  • Integrated with CSA/CCA administration and management

RECAP Screenshot